Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and …

Dec 13, 2025 · Comprehensive coverage of SEC football, basketball, baseball and more, including live games, scores, schedules, standings and news

The SEC can bring a civil action in a U.S. District Court, or an administrative proceeding which is heard by an independent administrative law judge (ALJ). The SEC does not have criminal …

Apr 26, 2025 · The Securities and Exchange Commission (SEC) is an independent federal agency that regulates the U.S. securities markets and protects investors.

When the stock market crashed in October 1929, so did public confidence in the U.S. markets. Congress held hearings to identify the problems and search for solutions. Based on its …

The Securities and Exchange Commission (SEC) oversees securities exchanges, securities brokers and dealers, investment advisors, and mutual funds in an effort to promote fair …

Oct 28, 2024 · Discover what the SEC is, its role in regulating the securities industry, and its impact on investors.

Find keywords and phrases in more than 20 years of EDGAR filings, and filter by date, company, person, filing category, or location. View a listing of real-time filings as they are submitted into …

Jan 17, 2024 · The Securities and Exchange Commission (or SEC) is the US government agency that oversees the trading of stocks and bonds and other investment products known as …

Securities and Exchange Commission (SEC), U.S. regulatory commission established by Congress in 1934 after the Senate Committee on Banking and Currency investigated the New …